A Risk & Compliance Manager's Guide to Writing a Winning Resume (With Samples)

If you’re a risk and compliance manager looking to land your next remote role, you need a winning resume. Your resume is the first impression potential employers get about you, so it’s important that it showcases your skills, expertise, and experience in the best possible light.

Below, we’ll walk you through how to create a compelling and effective resume that gets your foot in the door for your next remote role.

1. Start with a strong headline.

The first thing potential employers will see is your resume’s headline. Make sure it’s strong and clearly communicates your value proposition. For instance, “Risk and Compliance Manager with 8+ years of experience in the healthcare industry” tells potential employers exactly what you offer in terms of experience and expertise.

2. Highlight your expertise in your summary statement.

After your headline, follow it up with a summary statement. This is where you highlight your expertise, unique skills, and value proposition. Consider this your “elevator pitch” - it should be descriptive, concise, and compelling.

3. Showcase your key achievements.

Your resume should showcase your key achievements as a risk and compliance manager. Highlight specific accomplishments you’ve achieved in previous roles and quantify them as much as possible. For example, instead of saying, “Implemented a successful compliance program,” say “Developed and implemented a compliance program that reduced violations by 20% and saved the company $100K in fines.”

4. List your relevant experience.

List your relevant work experience in reverse chronological order, starting with your most recent role. Include your job title, the company you worked for, and the dates you were employed there. Include bullet points that describe your key responsibilities and how you impacted the organization.

5. Include your education and certifications.

Finally, include your education and any relevant certifications you’ve earned. Make sure to highlight degrees or certifications that showcase your expertise in risk and compliance management.

With these tips, you’ll be well on your way to creating a winning resume that showcases your skills, expertise, and experience as a risk and compliance manager.

Example Resumes

Example #1

Risk & Compliance Manager

Highly organized and experienced Risk & Compliance Manager with over 5 years’ experience in implementing successful compliance programs within fast-paced financial institutions. Skilled in developing and implementing effective risk-mitigation strategies to ensure regulatory compliance.

• Developed and implemented Compliance program that helped a finance company reduce its regulatory violations by 60%
• Instituted an effective Risk Management program that reduced the number of customer complaints by 30%
• Conducted comprehensive audits on existing compliance programs within the company and provided mitigation strategies which resulted in 100% compliance

Professional Experience

Risk & Compliance Manager, XYZ Financial Services

• Developed and implemented Synergy Risk Management Framework across 5 internal business units
• Coordinated regulatory training programs to ensure that all staff members were up to date with the latest regulations and requirements
• Managed the compliance team and conducted regular assessments to ensure optimal performance
• Liaised with regulatory agencies and managed audit preparation and response

Risk & Compliance Consultant, ABC Bank

• Conducted compliance audits on all major departments of the bank and identified areas of potential risk exposure
• Designed and implemented a comprehensive risk-mitigation strategy that addressed identified risks and reduced the potential for future risk exposure
• Provided technical assistance and training to employees on regulatory compliance

Skills

• Regulatory Compliance
• Operational Risk Management
• Risk Assessment and Mitigation
• Policy and Procedure Development
• Audit and Control

Certifications: Certified in Risk and Information Systems Control (CRISC)

Education: Bachelor's degree in Accounting and Finance, University of Pittsburgh

Example #2

Risk & Compliance Manager

A highly motivated and detail-oriented professional with over 7 years of experience in risk and compliance management. Successfully developed and implemented risk and compliance strategies that resulted in significant cost savings and increased efficiency. Proven ability to effectively manage large-scale projects and cross-functional teams.

Skills

• Strong knowledge of risk and compliance frameworks and regulations, including ISO 27001, GDPR, and CCPA
• Excellent communication skills, able to effectively communicate complex information to both technical and non-technical stakeholders
• Ability to analyze complex data and identify trends and potential risks
• Proficient in project management methodologies, including Agile and Waterfall
• Extensive experience in performing risk assessments and auditing internal controls

Professional Experience

Risk & Compliance Manager - ABC Corporation

June 2018 - Present

• Develop and implement a comprehensive risk management framework, resulting in a 30% reduction in overall risk exposure
• Conduct regular risk assessments and audits, resulting in a 99.8% accuracy rate
• Lead and manage cross-functional teams to ensure alignment with risk and compliance goals and objectives
• Develop and deliver training programs to increase awareness and understanding of risk and compliance policies and procedures
• Collaborate with legal and IT teams to ensure compliance with various regulations, including GDPR and CCPA

Compliance Officer - DEF Corporation

January 2015 - June 2018

• Conducted compliance audits and provided recommendations for improvement, resulting in a 25% increase in compliance with regulations
• Developed and implemented policies and procedures to ensure compliance with state and federal regulations, resulting in a successful audit by the state regulator
• Collaborated with cross-functional teams to ensure compliance with various regulations, including HIPAA and PCI-DSS
• Provided training to employees on various compliance topics, including ethics, privacy, and information security

Education

Bachelor of Science in Business Administration

XYZ University, May 2014

• Majored in Finance
• Graduated Cum Laude with a 3.7 GPA

Example #3

Risk & Compliance Manager

Experienced and knowledgeable risk and compliance manager with over 10 years of experience in the financial industry. Proven track record of assessing and mitigating risks, ensuring compliance with regulations, and implementing effective risk management strategies.

• Key Skills:
• Regulatory Compliance
• Risk Management
• Internal Auditing
• Policy Development and Implementation
• Team Leadership and Development
• Data Analysis and Reporting

Professional Experience

Risk and Compliance Manager
ABC Financial Services
2015 - Present

• Manage a team of 5 compliance analysts and 3 auditors, providing guidance, training, and support.
• Develop and implement policies and procedures to ensure compliance with industry regulations and internal policies.
• Conduct risk assessments and develop risk management plans to mitigate potential risks.
• Coordinate internal and external audits, ensuring timely completion and adherence to audit standards.
• Analyze data and prepare reports for senior management and regulatory agencies.
• Reduced regulatory violations by 25% in the first year by implementing more robust compliance monitoring and training.
• Successfully resolved 90% of audit findings within the required time frame.

Compliance Analyst
DEF Investment Bank
2010 - 2015

• Conducted compliance reviews and audits, identifying potential risks and areas for improvement.
• Developed and delivered compliance training materials for new hire and ongoing training.
• Monitored compliance with regulatory requirements and internal policies.
• Assisted with the development and implementation of policies and procedures.
• Reduced compliance-related errors by 40% through targeted training and process improvement initiatives.

Education

Bachelor of Science in Finance
GHI University
2006 - 2010

Certifications:
- Certified Risk Management Professional (CRMP)
- Certified Regulatory Compliance Manager (CRCM)

In Conclusion

If you are a Risk & Compliance Manager looking to land your next remote gig, crafting a winning resume is key. By focusing on your achievements, using metrics, and tailoring your resume to each application, you'll stand out from the crowd. But don't stop there! The next steps are to write a great cover letter, search through our remote Risk & Compliance job board, and prepare for interviews. Good luck on your job search!

Looking to ace your interviews? Our team has put together a collection of detailed interview questions and answers for different risk & compliance manager specializations, including Financial Risk Manager, Information Security Manager, Regulatory Compliance Manager, Operational Risk Manager, and Environmental, Social, and Governance (ESG) Manager.