Compliance Manager

March 7

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Aduro Advisors

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Aduro Advisors is a premier provider of fund accounting services, leveraging cutting-edge technology and industry expertise to empower venture firms in managing their assets. With over $125 billion in assets under administration, Aduro offers robust solutions through their proprietary technology, FundPanel. io, which enhances fund operations, investor relations, and portfolio monitoring. Aduro's team of seasoned professionals is dedicated to delivering thoughtful solutions and advice, helping clients achieve superior outcomes through a comprehensive understanding of fund administration best practices. By supporting over 600 firms, Aduro is committed to changing the industry with innovative, tailored services.

Fund Reporting • Investor Relations • Fundraising • Portfolio Management • Investor Communications

201 - 500 employees

Founded 2012

💸 Finance

💳 Fintech

☁️ SaaS

📋 Description

• Aduro Advisors is looking for a Compliance Manager to support clients in compliance and regulatory obligations. • You will manage client relationships and support the growth and development of your team. • Responsibilities include overseeing compliance service delivery, identifying obligations, and managing compliance processes. • The role involves training junior team members and collaborating with other departments to strengthen compliance programs.

🎯 Requirements

• 5+ years of compliance experience in the alternative asset industry; Venture Capital and/or Private Equity experience is preferred • Knowledge of the U.S. Securities Act of 1933, Investment Advisors Act of 1940 and Investment Company Act of 1940 and broad knowledge of other federal and state securities laws and regulations applicable to alternative asset funds and investment advisers. • Experience supporting, managing and maintaining programs that comply with AML/CFT standards according to various regulations, including FinCEN regulations • Experience with the compliance requirements of offshore funds (eg Cayman Islands) is preferred • Understanding of and experience overseeing compliance with the Foreign Corrupt Practices Act, anti-money laundering laws, and regulatory regimes of regulators such as the SEC, FinCEN and FINRA. • Strong professional verbal and written communication skills and ability to interpret regulatory requirements and align with business needs and objectives. • You are able to respond effectively to sensitive inquiries or complaints, and maintain confidentiality at all times • You take ownership of your own personal growth and development and have a desire to learn • You have a passion for mentoring and coaching team members and take ownership in their development • You have experience in a client-facing role leading engagements on multiple clients • You are naturally resourceful, driven and have strong problem-solving skills • You see the value in providing excellent client service, being thoughtful and know the details make the difference • Thrive independently and as part of a team • You are proficient in compliance systems and processes (experience with World-Check One, Fenergo, Orbis and Kompany is a plus) • You are comfortable with software systems including G-suite, Microsoft Office, Box, Slack

🏖️ Benefits

• Competitive salary • Health/Dental/Vision Insurance • Life Insurance • Short-Term Disability • Long-Term Disability • Paid Time Off (PTO) • 401k with Employer Match • Company-wide social events and programs • Dog-friendly office in downtown Denver