Compliance Senior Associate

March 7

Apply Now

Receive Emails with Similar Jobs

Aduro Advisors

WebsiteLinkedInAll Job Openings

Aduro Advisors is a premier provider of fund accounting services, leveraging cutting-edge technology and industry expertise to empower venture firms in managing their assets. With over $125 billion in assets under administration, Aduro offers robust solutions through their proprietary technology, FundPanel. io, which enhances fund operations, investor relations, and portfolio monitoring. Aduro's team of seasoned professionals is dedicated to delivering thoughtful solutions and advice, helping clients achieve superior outcomes through a comprehensive understanding of fund administration best practices. By supporting over 600 firms, Aduro is committed to changing the industry with innovative, tailored services.

Fund Reporting • Investor Relations • Fundraising • Portfolio Management • Investor Communications

201 - 500 employees

Founded 2012

💸 Finance

💳 Fintech

☁️ SaaS

📋 Description

• Aduro Advisors is looking for a Compliance Senior Associate to support clients in the Venture Capital & Private Equity space. • The Compliance Senior Associate will report to the Head of Compliance and work with them to expand this department and service offering to meet the increasing compliance and regulatory obligations of our clients. • They will be a primary contact for client relationships, executing our mission of practical technical excellence, and supporting the growth and development of this service offering. • Execute the day-to-day delivery of Aduro’s Compliance offering, which supports clients in the implementation of an Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) program in accordance with regulations applicable to Registered Investment Advisors and Exempt Reporting Advisors. • Support the development, implementation and monitoring of compliance processes. • Support the Compliance Manager and Head of Compliance in the delivery of AML/CFT/KYC services to Aduro clients. • Help deliver excellent client service by building new relationships and cultivate existing client relationships. • Manage special projects, when requested.

🎯 Requirements

• 3+ years of compliance experience in the alternative asset industry; Venture Capital and/or Private Equity experience is preferred • Knowledge of the U.S. Securities Act of 1933, Investment Advisors Act of 1940 and Investment Company Act of 1940 and broad knowledge of other federal and state securities laws and regulations applicable to alternative asset funds and investment advisers. • Experience supporting programs that comply AML/CFT standards according to various regulations, including FinCEN regulations • Experience with the compliance requirements of offshore funds (eg Cayman Islands) is a plus • Understanding of and experience ensuring compliance with the Foreign Corrupt Practices Act, anti-money laundering laws, and regulatory regimes of regulators such as the SEC and FINRA. • Strong professional verbal and written communication skills and ability to interpret regulatory requirements and align with business needs and objectives. • You are able to identify and escalate sensitive inquiries or complaints, and maintain confidentiality at all times • You take ownership of your own personal growth and development and have a desire to learn • You have experience in a client-facing role on multiple clients • You are naturally resourceful, driven and have strong problem-solving skills • You see the value in providing excellent client service, being thoughtful and know the details make the difference • Thrive independently and as part of a team • You have experience in compliance systems and processes (any experience with World-Check One, Fenergo, Orbis and Kompany is a plus) • You are comfortable with software systems including G-suite, Microsoft Office, Box, Slack

🏖️ Benefits

• Competitive salary • Health/Dental/Vision Insurance • Life Insurance • Short-Term Disability • Long-Term Disability • Paid Time Off (PTO) • 401k with Employer Match • Company-wide social events and programs • Dog-friendly office in downtown Denver