Head of Compliance

November 12

🇺🇸 United States – Remote

💵 $150k - $170k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

Apply Now
Logo of Aduro Advisors

Aduro Advisors

Fund Reporting • Investor Relations • Fundraising • Portfolio Management • Investor Communications

201 - 500

Description

• Aduro Advisors is looking for a Head of Compliance to oversee compliance offerings and manage relationships. • Work involves guiding compliance processes, mentoring teams, and liaising with clients. • Requires strong technical knowledge and leadership capabilities to navigate compliance complexities.

Requirements

• 8+ years of compliance experience in the alternative asset industry • Knowledge of the U.S. Securities Act of 1933, Investment Advisors Act of 1940 and Investment Company Act of 1940 • Experience with the compliance requirements of offshore funds (eg Cayman Islands) is preferred • Understanding of and experience overseeing compliance with the Foreign Corrupt Practices Act, anti-money laundering laws • Strong professional verbal and written communication skills • Ability to respond effectively to sensitive inquiries or complaints • Passion for mentoring and coaching team members • Experience in a client-facing role leading engagements on multiple clients • Naturally resourceful, driven and have strong problem-solving skills • Proficiency in compliance systems and processes • Comfortable with software systems including G-suite, Microsoft Office, Box, Slack

Benefits

• Competitive salary • Health/Dental/Vision Insurance • Life Insurance • Short-Term Disability • Long-Term Disability • Paid Time Off (PTO) • 401k with Employer Match • Company-wide social events and programs • Dog-friendly office in downtown Denver

Apply Now

Similar Jobs

November 12

Director of RIM program at PTC, focusing on regulatory information management.

🇺🇸 United States – Remote

💵 $194k - $244.3k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

November 11

RTX

10,000+

Manage regulatory compliance for Pratt & Whitney’s aviation manufacturing operations.

November 10

Director to lead CMC regulatory activities at Viridian Therapeutics.

November 10

Lead compliance and ethics for Bicycle Therapeutics, a biopharmaceutical company.

🇺🇸 United States – Remote

💰 $175M Post-IPO Equity on 2021-10

⏰ Full Time

🔴 Lead

🚔 Compliance

🗽 H1B Visa Sponsor

November 8

SandboxAQ

51 - 200

Lead clinical and regulatory strategies at SandboxAQ for medical devices.

🇺🇸 United States – Remote

💵 $183k - $257k / year

💰 $500M Venture Round on 2023-02

⏰ Full Time

🔴 Lead

🟠 Senior

🚔 Compliance

Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or lior@remoterocketship.com