Head of Compliance

November 12

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Aduro Advisors

WebsiteLinkedInAll Job Openings

Fund Reporting • Investor Relations • Fundraising • Portfolio Management • Investor Communications

201 - 500 employees

Founded 2012

💸 Finance

💳 Fintech

☁️ SaaS

Description

• Aduro Advisors is looking for a Head of Compliance to oversee compliance offerings and manage relationships. • Work involves guiding compliance processes, mentoring teams, and liaising with clients. • Requires strong technical knowledge and leadership capabilities to navigate compliance complexities.

Requirements

• 8+ years of compliance experience in the alternative asset industry • Knowledge of the U.S. Securities Act of 1933, Investment Advisors Act of 1940 and Investment Company Act of 1940 • Experience with the compliance requirements of offshore funds (eg Cayman Islands) is preferred • Understanding of and experience overseeing compliance with the Foreign Corrupt Practices Act, anti-money laundering laws • Strong professional verbal and written communication skills • Ability to respond effectively to sensitive inquiries or complaints • Passion for mentoring and coaching team members • Experience in a client-facing role leading engagements on multiple clients • Naturally resourceful, driven and have strong problem-solving skills • Proficiency in compliance systems and processes • Comfortable with software systems including G-suite, Microsoft Office, Box, Slack

Benefits

• Competitive salary • Health/Dental/Vision Insurance • Life Insurance • Short-Term Disability • Long-Term Disability • Paid Time Off (PTO) • 401k with Employer Match • Company-wide social events and programs • Dog-friendly office in downtown Denver