Chief Compliance Officer
June 3
Description
• Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs • Help the client develop realistic and effective monthly action plans • Identify internal and contextual roadblocks • Break apart goals into actionable steps • Devise a plan of action for each goal • Provide the client with resources associated with implementing their action plan • Teach and mirror successful and positive techniques • Implement policies, procedures, and control measures • Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices • Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)
Requirements
• Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission. • SEC audits and examinations • Effective written and verbal communication skills • Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results • Ability to build rapport and work with people from all over the world • Effective communication • Personable and relatability skills • Basic computer skills • Proficient in Excel and PowerPoint
Benefits
• 11 paid holidays • Generous Accrued Time Off increasing with years of service • Generous paid sick time • Annual day of service
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