Chief Compliance Officer - CAMLO
December 15
Description
• Seeking an experienced compliance leader to serve as the Chief Compliance Officer and CAMLO for Coinbase Canada. • Manage Compliance in a high growth market for Coinbase and be responsible for the continued development and maintenance of the Canadian compliance program. • Report to the Head of Compliance Americas. • Lead compliance efforts with respect to the Coinbase Canada’s ongoing CIRO Investment Dealer application. • Identify relevant regulatory requirements for Coinbase Canada and ensure compliance. • Keep ahead of regulatory developments in Canada that could impact Coinbase’s business and deploy necessary changes in partnership with internal stakeholders. • Provide regular updates to Canada senior management and the Board of Directors regarding the Compliance Program. • Oversee/manage regulatory notifications, comment letters, and day-to-day regulatory communications. • Oversee execution of Compliance Risk Assessments to ensure adequacy of systems and controls. • Ensure that policies are updated to meet changing regulatory and business requirements. • Oversee deployment of relevant Compliance training for local employees. • Ensure timely remediation of findings identified by third-parties (Internal Audit, regulatory exams).
Requirements
• 8+ years experience in compliance, including senior leadership roles. • Direct, first hand knowledge of both Canadian Securities Regulation and Financial Crime Regulation. • Experience in communicating and building strong relationships with Canadian regulators, specifically the OSC, CIRO and FINTRAC. • Experience managing regulatory licence/registration applications. • Experience in developing and administering internal controls and processes, proven track record of partnership and collaboration with remote, global teams. • Ability to independently manage day-to-day aspects of a Compliance Program, including audits and exams. • Experience in developing and administering internal controls and processes, proven track record of partnership and collaboration with remote, global teams. • Ability to work collaboratively with a broad range of business functions, with an emphasis on senior management. • Demonstrated ability to generate and execute strategies across a global organization. • CSI Chief Compliance Officers Qualifying Examination.
Benefits
• Full time offers from Coinbase include target bonus + target equity + benefits (including medical, dental, and vision).
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