Compliance Officer
August 16
Description
• Develop and implement compliance policies and procedures in line with regulatory requirements in Hong Kong, but also with an eye towards other countries in the Asia Pacific region. • Monitor and ensure adherence to AML/CTF/PF regulations. • Conduct risk assessments and audits to identify potential compliance issues. • Collaborate with Conduit’s global team to ensure consistent compliance practices across the organization. • Stay updated on regulatory changes and provide guidance on their impact on Conduit's operations. • Prepare and submit compliance reports to regulatory authorities as required. • Provide training and support to the team on compliance-related matters. • Act as the primary point of contact for regulatory bodies in Hong Kong.
Requirements
• Minimum 8 years of experience in compliance roles, preferably within startups or fintech companies. • Demonstrable experience being promoted / taking roles of increasing responsibility. • Extensive experience in AML/CTF/PF. • Relevant certification such as CAMS, AFCS, or equivalent. • Strong understanding of the financial compliance landscape in Hong Kong. • Self-motivated, driven, and able to thrive in a startup environment. • Excellent communication skills and confidence in expressing opinions. • Ability to work independently and remotely, reporting to international team members. • Fluent/Native in Cantonese, fluent in English, and ideally Mandarin.
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