Compliance Manager - Trade Surveillance & AML
November 18
Description
• FIU Operations: • Lead the Financial Intelligence Unit (FIU) processes to ensure timely detection, reporting, and mitigation of suspicious activities. • Collaborate with regulatory authorities, including filing Suspicious Transaction Reports (STR) and Currency Transaction Reports (CTR). • Trade Surveillance: • Develop and implement robust trade surveillance systems to monitor trading activity for market abuse, insider trading, and manipulative behaviors. • Investigate and resolve red flags related to suspicious trading patterns or activities. • AML Compliance: • Ensure adherence to Anti-Money Laundering (AML) regulations and best practices. • Conduct periodic AML audits and ensure compliance with Know Your Customer (KYC) and Enhanced Due Diligence (EDD) standards. • Policy Development: • Design and update compliance policies and procedures in line with evolving regulatory requirements. • Train internal teams on AML, trade surveillance, and FIU protocols to ensure organization-wide compliance awareness. • Regulatory Reporting & Liaison: • Prepare and submit regulatory reports and manage communication with regulatory bodies. • Stay updated on compliance trends and regulatory changes in crypto and financial markets. • Team Collaboration: • Work closely with cross-functional teams, including legal, finance, and operations, to ensure seamless compliance. • Provide compliance inputs for new products, services, and partnerships.
Requirements
• Experience: 5–6 years in compliance, FIU, trade surveillance, or AML roles, preferably in crypto, broking, or fintech industries. • Knowledge: Strong understanding of FIU processes, trade surveillance, and AML frameworks. • Skills: • Excellent analytical and investigative skills. • Familiarity with compliance tools and platforms for trade monitoring and AML checks. • Strong communication and reporting skills. • Regulatory Expertise: In-depth knowledge of regulatory requirements and reporting obligations in financial and crypto markets.
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