Compliance Manager - Associate

3 days ago

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Fusang

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fintech • digital assets • crypto • cryptocurrency exchange • stakeholder capitalism

51 - 200

💰 $7.5M Series A on 2020-06

Description

•Handle the compliance work of a regulated crypto/digital assets business •Be responsible for ongoing compliance functions and matters with regard to all applicable regulatory requirements concerning crypto/digital assets exchange and related businesses •Work closely with senior management to ensure regulatory compliance across all business units •Monitor internal and external risk exposures concerning business, marketing, operation, technology and regulation •Liaison with regulators and file regulatory reports in Malaysia, Hong Kong and other relevant countries •Ensure our regulated businesses are meeting all regulatory requirements and licensing conditions at all time •Interface and exchange views with regulators and industry practitioners for emerging compliance needs in digital assets space •Develop, maintain and oversee compliance monitoring programme, policies and procedures for regulatory compliance, internal control and risk management •Monitor KYC, AML/CTF, FATCA/CRS and regulatory reporting requirements and processes •Perform review of customer accounts and alert for possible suspicious transactions •Be involved in ongoing contractual/legal matters using internal capability or outsourced legal services •Provide supports to internal service requesters and bridge them with external counterparties such as regulators and legal advisors •Support other teams to produce their deliverables (e.g. product development, marketing/communication, technology platforms) by providing compliance inputs and assessing compliance impacts •Undertake special/ad-hoc projects from time to time

Requirements

•Bachelor or higher degree in business, accounting, economics, law or the like •At least 3 years of experience as an officer in compliance, trust, company secretary or legal functions in the financial services or fintech industries •Prior experience with regulatory/compliance functions in a LFSA-regulated business would be advantageous •Geographically cover APAC including Malaysia, Hong Kong, Singapore or the like •Good communication skill to interact with internal co-workers and external working parties •A team player passionate about crypto/digital assets future and potential •Good command of spoken and written English