Compliance Associate - Regulatory Intelligence

October 15

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KeyBank

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Retail Banking • Commercial Banking • Equipment Leasing • Finance • Investments

10,000+

Description

• Identify new or modified rules, regulations, and laws applicable to the financial services industry • Review Artificial Intelligence (AI) and Generative AI outputs for their soundness and accuracy in summarizing regulatory changes • Collaborate with Subject Matter Expert(s) in providing research and analysis of new or modified regulatory requirements • Track regulatory changes and analysis in the Governance, Risk and Compliance system • Engage with risk partners to ensure required remediation plans are appropriately implemented, and that the status of the plans is accurate • Provide sound judgment and decision-making in analyzing and escalating • Assist with maintaining internal policies and procedures including updating and drafting training materials as needed and supporting and leading ad hoc projects • Effectively partner and establish trusted relationships with risk, legal and business partners, as well as senior level management and others regarding corporate-wide compliance issues

Requirements

• Bachelor’s degree in business, finance, legal or related field • Juris Doctorate and/or Certified Regulatory Compliance Manager (CRCM) • 1-5 years of professional experience in the area of researching and analyzing statutory and regulatory requirements • Strong research, analytical and problem-solving skills • Excellent organization and time management abilities • Strong attention to detail and accuracy • Proven relationship building skills • Ability to comprehend compliance laws and regulations • High ethical standard and ability to maintain confidentiality • Demonstrated savvy in navigating organizational structures and communication channels and networks

Benefits

• Eligibility for short-term incentive compensation • Deferred incentive compensation subject to individual and company performance