Senior Compliance Manager

Yesterday

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KeyBank

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Retail Banking • Commercial Banking • Equipment Leasing • Finance • Investments

10,000+

Description

• Lead a team to ensure compliance with regulations • Supervise compliance staff activities • Manage branch examination processes • Conduct training on compliance topics • Serve as primary Compliance Department contact • Coordinate updates to policies and procedures • Identify compliance risks and provide reports • Assist in customer complaint investigations

Requirements

• Bachelor’s Degree in a business-related field or equivalent experience • 5+ years of progressively responsible compliance, regulatory or investment industry experience • 3+ years supervisory experience • FINRA Series 7 and Series 24 • Solid knowledge of securities, insurance and investment laws • Strong written and verbal communication skills • Demonstrated analytical and problem-solving abilities

Benefits

• Short-term incentive compensation • Deferred incentive compensation based on performance • Flexible work options (Mobile or Home-based)