Trading and Advisory Ops Analyst

6 days ago

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Logo of KeyBank

KeyBank

KeyBank is a full-service bank offering a wide range of financial services for individuals, small businesses, and large institutions. Services include personal and business banking, wealth management, loans, credit lines, mortgages, credit cards, and investment services. KeyBank also provides online and mobile banking tools to help customers manage their finances efficiently. With a focus on financial wellness, KeyBank offers resources to help customers understand banking basics, manage debts, and achieve their financial goals.

Retail Banking • Commercial Banking • Equipment Leasing • Finance • Investments

10,000+ employees

Founded 1994

🏦 Banking

💸 Finance

💳 Fintech

📋 Description

• serve as the primary point of contact for all trade-related questions & issues • accept, record and enter all trades submitted by KIS Financial Advisors • assist Financial Advisors with fixed income product offerings and proposals • work with KIS’s clearing firm for trade execution and resolution • review, process and reconcile all trade errors • assist KIS Financial Advisors with advisory program expertise and support • develop relationships with discretionary money managers

🎯 Requirements

• 3 – 5 years’ experience in brokerage operations and/or securities trading • prior experience with managed account sales and service • extensive knowledge of fixed income, equity, mutual fund, UIT and fee-based products • proven ability to work with a team and in a fast-paced environment • strong written and verbal communication • strong time-management skills • strong customer service & analytical skills • FINRA Series 7 or SIE & 7TO & 63/65 or 66 licenses / or obtain licenses in 120 days after hire

🏖️ Benefits

• short-term incentive compensation • deferred incentive compensation • flexible workplace options

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