Marketing Compliance Advisor

November 4

Apply Now
Logo of Linqto

Linqto

FinTech β€’ Private Investing β€’ Secondary Trading β€’ Wealth Management β€’ Capital Investing

51 - 200

Description

β€’ 100% remote team β€’ Compliance Analyst focusing on marketing communications review and approval β€’ Advise on compliant communications and review content for use β€’ Engage with content creators to identify potential risks early β€’ Comfortable applying regulatory framework to evolving technology like AI and machine learning

Requirements

β€’ 5+ years experience with a broker/dealer and/or investment adviser β€’ 2+ years of marketing compliance experience in a financial services firm β€’ Current Series 7 and 24 licenses required β€’ Regulation D private fund experience a plus β€’ Proficiency in FINRA Rules, securities laws, and other applicable regulations related to communications β€’ Strong ability to issue-spot and identify red flags β€’ Strong communication skills, with the ability to explain the application of regulatory principles

Benefits

β€’ equity options β€’ bonus programs β€’ health insurance β€’ vision insurance β€’ dental insurance β€’ disability insurance β€’ life insurance β€’ 401k β€’ paid time off

Apply Now

Similar Jobs

November 3

Supports ACES Managed Questionnaires and analyzes compliance with banking laws.

πŸ‡ΊπŸ‡Έ United States – Remote

πŸ’΅ $62k - $85k / year

πŸ’° Private Equity Round on 2019-07

⏰ Full Time

🟑 Mid-level

🟠 Senior

πŸš” Compliance

November 2

OrganOx

51 - 200

Regulatory Affairs Manager for innovative organ transplantation medical devices

November 2

The Home Depot oversees trade compliance for North America.

πŸ‡ΊπŸ‡Έ United States – Remote

πŸ’΅ $70k - $180k / year

πŸ’° Debt Financing on 2007-07

⏰ Full Time

🟑 Mid-level

🟠 Senior

πŸš” Compliance

November 2

Managing regulatory compliance for a leading retail mortgage lender.

πŸ‡ΊπŸ‡Έ United States – Remote

πŸ’΅ $80k - $90k / year

πŸ’° $400M Debt Financing on 2021-11

⏰ Full Time

🟑 Mid-level

🟠 Senior

πŸš” Compliance

Built byΒ Lior Neu-ner. I'd love to hear your feedback β€” Get in touch via DM or lior@remoterocketship.com