Director of Compliance
4 days ago
Description
• This role provides expertise and consultation for Compliance initiatives relating to Manulife’s Global High-Net-Worth (“GHNW”) business units. • The compliance analyst is responsible for Projects relating to Investments Pre-trading Code of Ethics, Email Surveillance and Information Barrier Programs, and Retirement Plan Administration - Regulatory Compliance. • The role works to ensure the team is compliant with all legal and regulatory requirements and takes on projects as assigned.
Requirements
• UAE residency • College/university degree and/or equivalent experience • Minimum 7 years of related experience in financial services compliance or management. • International financial services experience preferred. • Experience with the local and regional legal and regulatory environment of the UAE and Middle East. • Familiarity with Southeast Asia and Africa a plus. • Experience as former law enforcement or regulator a plus. • Arabic language skills • Distribution knowledge strongly preferred • Relevant certifications, such as CAMS, or willingness to obtain certification(s) • Some early morning / late night calls required, particularly towards month-end
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