Senior Compliance Risk Manager - Product Compliance

March 15

🏄 California – Remote

Although this job is listed in California, this company may be open to hiring remote in other states.

🗽 New York – Remote

Although this job is listed in New York, this company may be open to hiring remote in other states.

+1 more states

🏄 California – Remote 🗽 New York – Remote 🌲 Oregon – Remote

💵 $178.2k - $209.7k / year

⏰ Full Time

🟠 Senior

🚔 Compliance

🦅 H1B Visa Sponsor

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Mercury

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Mercury is a financial technology company that provides online business banking services, although it is not a bank itself. It partners with FDIC-insured banks like Choice Financial Group, Column N. A. , and Evolve Bank & Trust to offer banking services. Mercury aims to simplify financial operations for startups and businesses by offering a range of services including checking and savings accounts, treasury management, corporate cards, expense management, invoicing, and accounting automations. The platform is designed to streamline various banking tasks and enhance financial workflows with features like fraud monitoring and account security. It also offers investment opportunities through its Mercury Treasury product and startup support through its Mercury Raise platform.

201 - 500 employees

Founded 2019

💳 Fintech

💸 Finance

☁️ SaaS

📋 Description

• As Mercury continues its rapid growth trajectory, navigating the complex and ever-evolving partnerships and regulatory landscape is paramount. • We are seeking a highly motivated compliance professional to join our Product Compliance team. • In this role you will be responsible for working with our Personal Banking Product team and helping build and maintain a compliance program to support our Personal Banking product. • You will empower our Product teams to build compliant-by-design products by advising them on regulatory and partner requirements and supporting new product development. • You are responsible for identifying potential compliance risks and working with relevant teams to develop strategies for compliance. • This role offers the opportunity to shape and scale a compliance testing program in a dynamic, high-growth environment.

🎯 Requirements

• 5-7 years of experience working in compliance advisory role, ideally in a financial technology company • Subject matter expert in consumer regulatory compliance, including Regulation E (Electronic Funds Transfer), Regulation Z (Truth in Lending), UDAAP, and CFPB guidelines. • Demonstrated track record of working with product teams on regulatory compliance matters including, but not limited to: financial crimes, licensing requirements, regulatory reporting, financial product obligations, consumer compliance, conduct risk, complaints handling • Experience evaluating emerging products for compliance risk, working with the product and business stakeholders to implement creative solutions to tough compliance requirements, and conducting compliance reviews of new products and marketing materials • The ability to identify and define problems, build project plans to address them, and manage implementation of their solution • The ability to effectively communicate across various lines of business and senior management • An ambitious sense of curiosity and a willingness to explore areas outside of your comfort zone, like new markets or new product types • The ability to work efficiently and independently in an ambiguous, fast-paced environment, with a strong understanding of when to escalate urgent issues • Respect for and interest in financial rules and regulations, as well as an eagerness to innovate and drive the industry forward • Certified Regulatory Compliance Manager (CRCM) designation, a plus.

🏖️ Benefits

• Base salary • Equity (stock options) • Competitive salary and equity ranges