Senior Compliance Advisory Manager

July 13

Apply Now

Receive Emails with Similar Jobs

Monzo Bank

WebsiteLinkedInAll Job Openings

We're a bank that lives on your phone, on a mission to make money work for everyone.

Digital Retail Bank • Fintech • digital banking • smartphone

1001 - 5000

Description

• We’re looking for a Senior Compliance Advisory Manager to join our second line of defence (2LoD). • This role will have day-to-day responsibility for advising on compliance matters associated with Monzo’s Wealth Collective covering Pensions, Investments, Savings and Insurance products in the UK, reporting directly to Monzo’s Senior Compliance Advisory Team Manager. • This role will partner directly with our Product teams to ensure we fulfil our Consumer Duty requirements, launch products safely and adhere to key regulatory compliance obligations. • You’ll play a key role by proactively working closely with the Product teams in Wealth to provide clear and accurate technical or specialist compliance advice across. • Delivering continuous improvement to the function and helping to create a Compliance ‘centre of excellence’.

Requirements

• You have in-depth experience of the Consumer Duty and advising on regulatory requirements for investments and pensions. • You like to be where the action is and thrive in fast paced environments where you can take the lead and shape new products and initiatives by building strong, mutually respectful relationships. • You are a strategic thinker, a strong communicator and a keen problem solver who knows how to assess risk and recommend solutions that balance business and risk perspectives. • You have hands-on regulatory experience, such as a practical understanding of relevant regulation regarding some or all of retail investments, pensions, insurance, and savings having ideally spent time in house at a bank, investment platform, and/or financial technology company advising on regulatory conduct compliance matters. • You have working knowledge of the role of the Risk and Compliance function within the 3 lines of defence model. • You're self-motivated, highly organised and focused on executing well. • You're able to work independently and with changing priorities. • You’re able to build strong, mutually respectful relationships with diverse teams. • You have a genuine interest in the role of Compliance and recognise the value of compliance being a competitive advantage in a business like Monzo. • You have a passion for compliance and are excited about the future of banking and want to work with us to shape it.

Benefits

• £1,000 learning budget each year to use on books, training courses and conferences. • Plus lots more! Read our full list of benefits.