Compliance Director - Asset Management

September 15

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Penn Mutual

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Life Insurance and Annuities

1001 - 5000

Description

• Assist the ACCO in the administration of the Ethics & Compliance program • Provide effective leadership, mentorship, and coaching to direct reports • Manage monitoring and testing, including the maintenance of the risk assessment • Create education materials • Proactively monitor, analyze, report on and lead implementation of regulatory changes necessary to maintain compliance; advises stakeholders of emerging risks, agency guidance and recommendations to address same and mitigate attendant risks • Create and deliver compliance training and education to maintain proficiency with applicable laws and regulations • Maintain strong relationships with business partners such as Operations, Information Management & Technology, Legal, Internal Audit, Human Resources, among others

Requirements

• Minimum of 7 years related work experience in institutional asset management industry • Minimum of 5 years of related work experience in Compliance leadership role • Strong knowledge of regulatory environment, including examination/inquiry handling • Strong verbal and written communication skills • Ability to work effectively independently and in a collaborative, team-oriented, and fast-paced remote environment • Exceptional organizational and prioritization skills with demonstrated ability to manage competing priorities and complete tasks within or prior to deadline • Excellent analytical and problem-solving skills, including the ability to disaggregate issues, identify root causes, and recommend solutions

Benefits

• Equal Employment Opportunity (EEO) practices • Opportunities for all qualified applicants