Senior Internal Auditor

January 16

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Q2

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Q2 is a technology company that provides a comprehensive digital banking platform designed to enhance the customer experience in commercial and consumer banking. Their solutions encompass personalized consumer banking, tailored small business banking services, and robust commercial banking capabilities, all powered by data-driven insights and advanced fraud management tools. Q2 focuses on empowering financial institutions to grow and optimize their client relationships through innovative technology, facilitating everything from digital onboarding to risk management.

Banking Technology • Banking Software • Online Banking • Mobile Banking • Security

1001 - 5000 employees

💳 Fintech

🏦 Banking

🤝 B2B

📋 Description

• This position is an individual contributor within the Internal Audit team responsible for leading and performing audit engagements, including the testing of U.S. Sarbanes-Oxley (SOX) Compliance testing. • Assess the design and operational effectiveness of internal controls, including SOX compliance and other regulatory requirements (leading walkthroughs and performing testing documentation). • Lead the execution of complex financial, operational, and compliance audits, ensuring alignment with the annual audit plan and organizational priorities, in accordance with IIA standards. • Develop content of audit report, reviews audit workpapers, including issues and recommendations. • Conduct and participate in risk assessments to identify key risks and controls across various business processes and systems, including identifying controls and testing attributes. • Identify opportunities for process and control improvements, providing insights and recommendations to drive efficiency, effectiveness, and risk mitigation. • Mentor junior auditors by providing guidance on audit techniques, tools, and best practices, while reviewing their work for quality and accuracy, as well as providing coaching and guidance to team members to ensure deliverables are met timely. • Conduct or assist with leading special reviews, investigations, monitoring activities, and work for external auditors and/or regulators. • Build and develop cross-functional relationships. • Proactively identify applications to be used within the audit process to create queries, ad hoc reports, the use of artificial intelligence, and sampling approaches. • Review, analyze, and interpret data collected from multiple sources to ensure valid conclusions are drawn. • Communicate effectively with all levels of management, deliver difficult messages based on facts, demonstrate the ability to suggest multiple alternatives for process improvements.

🎯 Requirements

• Typically requires a Bachelor's degree in Accounting, Finance, Information Technology, or another relevant field • Thorough understanding of SOX requirements • 8+ years of experience in audit, accounting, financial, banking, and information technology • Demonstrated experience leading internal audit projects in compliance with the Institute of Internal Auditors standards, managing SOX walkthroughs and performing SOX testing • Intermediate business acumen in business operations, industry practices, and emerging trends • Demonstrated ability to communicate complex concepts across multiple disciplines • Functions as a subject matter expert in areas of accounting (e.g., GAAP), FinTech industry requirements (e.g., agile software development, NIST), or financial compliance (e.g., FFIEC) • Intermediate skills in Microsoft Excel, Word, PowerPoint, and Outlook, PowerBi and/or other tools to analyze issues and trends • Exceptional work ethic, efficient and accurate • Ability to operate independently and proactively with minimal up-front instruction and take ownership of work product; driven, diligent, and self-motivated • Excellent time management skills and ability to work independently or as part of a team • Excellent communication skills with a customer service focus • Trustworthy and discreet with confidential financial and employee data • Preferred Experience and Knowledge • Four or more years of experience in the internal audit department at a SaaS company or equivalent IT audit experience at a top tier firm (Big 4, RSM, Protiviti, etc.) • Holds an active CIA, CISA, or CPA designation • One or more years of experience leading end-to-end engagements and/or leadership experience within the information technology or security fields • Demonstrated knowledge of internal controls, business risks and audit techniques in a large SaaS organization • Demonstrated knowledge of SOC1 and SOC2 requirements • Experience with AuditBoard or other audit engagement support tools • Strong communication and project management skills • Maintains other designations including Certified Management Accountant (CMA), Certified Fraud Examiner (CFE), Certified Information Security Systems Professional (CISSP), Certified Financial Services Auditor (CFSA), or other relevant business designation • This position requires fluent written and oral communication in English.

🏖️ Benefits

• Health & Wellness • Hybrid Work Opportunities • Flexible Time Off • Career Development & Mentoring Programs • Health & Wellness Benefits, including competitive health insurance offerings and generous paid parental leave for eligible new parents • Community Volunteering & Company Philanthropy Programs • Employee Peer Recognition Programs – “You Earned it”