Associate Compliance Analyst

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SmartAsset

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Financial Modelling • Personal Finance • Money • Financial Advisors • Retirement

201 - 500

Description

• About SmartAsset: • SmartAsset is an online destination for consumer-focused financial information and advice that powers SmartAsset Advisor Marketing Platform (AMP), a national marketplace connecting consumers to financial advisors. • As part of our dedicated compliance team, you'll work alongside talented colleagues to ensure we operate ethically and responsibly. • You'll directly impact our business by helping to identify and mitigate risks, protect our company's reputation, and foster a culture of integrity. • This role also offers excellent opportunities to learn from experienced professionals and develop valuable skills in a dynamic and growing field. • As an Associate Compliance Analyst, you will contribute to building a solid foundation for our company's future. • You'll gain valuable experience in a dynamic environment, learn from experienced professionals, and directly impact our compliance efforts.

Requirements

• Bachelor's Degree or equivalent experience • Sound judgment, organizational and analytical skills, and keen attention to detail. • Very high commitment to accuracy, thoroughness, and polish of work. • Team player with strong communication skills (verbal and written). • A strong commitment to ethical behavior and compliance. • Comfortable in the fast-paced, high-growth environment of a startup. • Comfortable where there aren't always clear-cut answers or black-and-white rules, frequently needing to operate in areas of gray. • Enthusiastic about learning and sharing ideas and strategies to help our company continue to grow. • Must be proficient with Google Suite • Experience with Salesforce is a plus. • Experience with AI tools like ChatGPT, Microsoft CoPilot, Google Gemini, etc. is a plus.

Benefits

• All roles at SmartAsset are currently and will remain remote - flexibility to work from anywhere in the Contiguous US. • Medical, Dental, Vision - multiple packages available based on your individualized needs • Life/AD&D Insurance - basic coverage at 100% company paid, additional supplemental available • Supplemental Short-term and Long-term Disability • FSA: Medical and Dependant Care • 401K • Equity packages for each role • Time Off: Vacation, Sick and Parental Leave • EAP (Employee Assistance Program) • Financial Literacy Mentoring Program • Pet Insurance • Home Office Stipend