Compliance Associate

5 days ago

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Third Bridge Group Limited

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Financial Research • Finance • Private Equity Research • Equity • Credit

1001 - 5000

Description

• At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. • The main purpose of this role is to support the compliance requirements for our Connections business across our international offices. • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner. • Answering internal queries on compliance decisions. • Escalating non-compliant or complex questions from the business or requests as and when required. • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes. • Undertaking ad hoc project work as directed by management.

Requirements

• Degree level qualification (or equivalent) • Previous legal or compliance experience is preferred • Fluency in both written and spoken English is essential

Benefits

• Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience. • Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure. • Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications. • Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health. • Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC. • Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays." • Fun at Work: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5. • Recognition & Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more. • Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided. • CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.