Senior Compliance Analyst

February 16

🗽 New York – Remote

Although this job is listed in New York, this company may be open to hiring remote in other states.

🌲 North Carolina – Remote

Although this job is listed in North Carolina, this company may be open to hiring remote in other states.

+1 more states

🗽 New York – Remote 🌲 North Carolina – Remote 🍂 Massachusetts – Remote

⏰ Full Time

🟠 Senior

🚔 Compliance

🦅 H1B Visa Sponsor

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Hometap

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Access the equity in your home. No interest, no monthly payment

51 - 200 employees

💰 Venture Round on 2021-12

📋 Description

• Conduct material reviews to ensure compliance with federal, state, and internal company requirements • Perform periodic testing to ensure Hometap’s products and processes meet regulatory and legal requirements • Act as a business partner to stakeholders across the organization • Contribute to the continued development of Hometap’s compliance program • Partner with business teams to provide advice on existing policies, procedures, and training • Participate in the completion of risk assessments, including conducting remediation validation testing • Complete monitoring and compliance testing activities according to a quarterly schedule • Maintain current working knowledge of federal, state, and local regulations applicable to the business • Partner with business teams on completion of issue remediation • Provide expert regulatory advice regarding compliance program elements • Monitor internal controls and establish testing programs • Assist in maintenance of a Third Party Risk Management program • Conduct reviews of marketing materials for adherence to regulatory requirements • Assist in review and resolution of customer complaints • Develop and deliver compliance training and communication programs for employees • Maintain knowledge of the broader regulatory environment, industry standards and best practices

🎯 Requirements

• 3+ years of experience in compliance in a financial institution setting • Working knowledge of laws and regulations governing marketing and solicitations within the consumer finance industry, with a strong preference for equity investment or mortgage experience • Familiarity with real estate, lending, mortgage, and related industries • Prior experience conducting first or second line of defense control testings • Proven ability to partner effectively across all levels of the organization and develop positive working relationships • Experience developing and delivering compliance training • Demonstrated conceptual thinking and analytical skills • Ability to work independently in a continuously changing environment • A strong customer-service orientation, with experience working closely with cross-functional teams • Exemplary personal and professional integrity and business ethics • Commitment to diversity and a respect for others • Bachelor’s degree or equivalent years of experience

🏖️ Benefits

• competitive compensation • healthcare coverage • unlimited PTO • generous share package • strong culture with team-building and camaraderie