Compliance Testing Program Manager

March 8

🏄 California – Remote

Although this job is listed in California, this company may be open to hiring remote in other states.

🗽 New York – Remote

Although this job is listed in New York, this company may be open to hiring remote in other states.

+1 more states

🏄 California – Remote 🗽 New York – Remote 🌲 Oregon – Remote

💵 $155.6k - $183k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

📋 Program Manager

🦅 H1B Visa Sponsor

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Mercury

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Mercury is a financial technology company that provides online business banking services, although it is not a bank itself. It partners with FDIC-insured banks like Choice Financial Group, Column N. A. , and Evolve Bank & Trust to offer banking services. Mercury aims to simplify financial operations for startups and businesses by offering a range of services including checking and savings accounts, treasury management, corporate cards, expense management, invoicing, and accounting automations. The platform is designed to streamline various banking tasks and enhance financial workflows with features like fraud monitoring and account security. It also offers investment opportunities through its Mercury Treasury product and startup support through its Mercury Raise platform.

201 - 500 employees

Founded 2019

💳 Fintech

💸 Finance

☁️ SaaS

📋 Description

• Enhance Compliance Testing Methodology: Enhance and refine testing frameworks to align with regulatory expectations and industry best practices. • Refine Operating Procedures & Documentation Standards: Improve existing procedures and documentation to enhance clarity, consistency, and scalability. • Assess Regulatory Applicability & Develop Risk-Based Testing Schedule: Partner with Compliance to evaluate regulatory applicability and risk exposure across products and services, using these insights to shape the Assurance testing schedule and prioritize testing in alignment with business needs. • Develop Data-Driven Testing Strategies: Utilize data analytics to design tests, identify trends, and enhance overall compliance coverage. • Optimize & Automate Testing Processes: Identify opportunities for automation within compliance testing, partnering with engineering and operations teams to drive efficiencies. • Execute Manual & Automated Compliance Testing: Design and perform compliance testing through both manual and automated techniques, including reviewing and investigating potential exceptions identified through automated testing to identify patterns and root causes. • Communicate Findings & Draft Reports: Deliver clear, concise, and actionable reports, translating complex compliance issues into business-relevant insights.

🎯 Requirements

• Experience in compliance testing: Strong background in manual/automated testing, control validation, and regulatory assessments. • Regulatory & Risk Expertise: Ability to interpret regulations, assess applicability, evaluate risk exposure, and translate requirements into effective testing strategies. • Data & Automation Expertise: Familiarity with designing compliance tests using data analytics and identifying automation opportunities. • Process-Oriented & Detail-Driven: Ability to refine methodologies, streamline workflows, and elevate documentation standards. • Strong Communicator: Ability to clearly and confidently convey compliance testing results, both verbally and in writing. Must be able to draft well-structured, compelling reports and lead discussions with stakeholders—from process walkthroughs to issue identification and agreement. • Industry Experience: Prior experience in fintech, banking, or other regulated environments. • Adaptability & Business Process Acumen: Ability to quickly grasp and understand complex business processes.

🏖️ Benefits

• Base salary • Equity (stock options) • Benefits