Compliance Intern

2 days ago

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Employee Benefits • Health and Ancillary Benefits • Acquisitions • Dental / Vision • Consulting

1001 - 5000

Description

• Assist Compliance Director with Compliance Department projects • Help prepare compliance question responses • Analyze internal controls to detect compliance violations • Review adherence to the Code of Ethics • Assist with compliance surveillance reports and exceptions investigation

Requirements

• Rising Junior or Senior pursuing a bachelor’s degree • Desire to conduct compliance research and analysis • Self-starter with project management skills • General understanding of the financial markets • Strong communication skills (verbal/written) • Strong attention to details and problem-solving skills • Must handle confidential information discreetly • Strong computer skills with Microsoft Office Suite proficiency

Benefits

• Health benefits • Wellbeing benefits • Retirement benefits • Paid time off • Overtime pay for non-exempt employees • Job-related expense reimbursement • Employee perks and discounts