AML Compliance Director
November 7
Description
• Assist the AML Officer (AMLO) with the design, implementation and monitoring of the Anti-Money Laundering program. • Ensure compliance with Bank Secrecy Act (BSA), Anti-Money Laundering (AML)/Terrorist Financing, Customer Due Diligence (CDD). • Lead managers responsible for the implementation and monitoring of the compliance program. • Create Board Reporting materials and education materials for compliance.
Requirements
• Bachelor's Degree in Business, Finance, Accounting Legal Studies, or an related field Required • Master's Degree Preferred • Minimum of 7 years of related work experience in Compliance, or Legal or Audit • Minimum of 5 years of experience in life insurance, annuities, broker dealer, institutional asset management and registered investment advisor industry • Minimum of 5 years of technical experience • Prior experience in a leadership role • Licenses FINRA SIE , Series 7, 24, 66/65 Professional designations (ex: CPA, CAMS, CFE)
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