Brokerage Operations Specialist

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Wealthfront

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personal finance • investment management • portfolio management • software • financial planning

201 - 500

💰 $69.7M Convertible Note on 2022-09

Description

• Wealthfront is currently hiring a Brokerage Operations Specialist to be responsible for daily brokerage operations functions with a focus on client communications around life events. • Brokerage Operations is a division of Wealthfront Brokerage and works closely with Client Services and all other divisions of Wealthfront Inc. • On a day to day basis, your knowledge will not be limited to one area of Brokerage Operations. • You will have the opportunity and flexibility to learn and work in all areas. • You will be encouraged to collaborate with others. • Brokerage Operations values input from all employees on how to improve our processes. • You will work cross-functionally to implement solutions.

Requirements

• Minimum of 2 years brokerage industry experience preferably in a back office role • Securities regulatory knowledge and strong understanding of account transfers, corporate actions/dividends, and trading • Understanding of AML and risk mitigation rules • Strong organizational skills • Customer-centric business philosophy and collaborative mindset • Ability to communicate cross-functionally • Appreciation and understanding of applying technology and software to business processes • Desire to improve processes to increase team efficiency and productivity • Strong work ethic and hands-on approach • Ability to quickly learn proprietary web-based account services applications • Appreciation for compliance and adherence to government regulations • Bachelor’s degree in finance, economics, or related field or requisite related work experience • FINRA Series 7 required (or ability to obtain in 90 days)

Benefits

• medical • vision • dental • 401K plan • generous time off • parental leave • wellness reimbursements • professional development • employee investing discount • and more!