Insider Trading - Market Surveillance Analyst

3 days ago

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Guidehouse

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consulting • advisory • digital • technology • managed services

10,000+ employees

Founded 2018

💰 Grant on 2023-02

Description

• Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts • Research market-moving events, conduct an analysis of the trading in the context of the trades being reviewed, develop and support a recommendation • Investigate potential trading issues flagged by the business units, such as the Global Markets & Banking and Asset and Wealth Management segments • Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output • Coordinate with the Anti-Money Laundering Group globally on trade-related investigations and potential escalations which may result in the filing of Suspicious Activity Reports (SAR) • Pursue ad-hoc projects related to trading around market-moving news events such as drug trials, merger & acquisition announcements, offerings, corporate accounting scandals, etc. • Participate and potentially lead working groups that focus on enhancing controls/quality of the trade surveillance program

Requirements

• Bachelor’s Degree • 2+ years’ experience/working knowledge of many different product types such as fixed-income securities, equity options, and other derivatives such as CDS and CFDs • Advanced MS Excel and PowerPoint skills (Pivot tables, VLOOKUP, experience with large data sets, proficient in data manipulation and presentation) • Proficiency with Bloomberg Online/Bloomberg Terminal, Reuters and other market data tools and aptitude for research • Interest in capital markets, current events, and financial news • Ability to identify and draft a narrative explaining trading strategies • Strong communication skills, comfort developing a recommendation and supporting it by presenting and explaining analysis • Team player with great attitude and work ethic • Ability to multi-task on several different assignments/projects • Interest in working on a global team dealing with global businesses • FINRA SIE and/or Series 7/63 preferred

Benefits

• Medical, Rx, Dental & Vision Insurance • Personal and Family Sick Time & Company Paid Holidays • Position may be eligible for a discretionary variable incentive bonus • Parental Leave • 401(k) Retirement Plan • Basic Life & Supplemental Life • Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts • Short-Term & Long-Term Disability • Tuition Reimbursement, Personal Development & Learning Opportunities • Skills Development & Certifications • Employee Referral Program • Corporate Sponsored Events & Community Outreach • Emergency Back-Up Childcare Program