LPL Financial
LPL Financial is a leading provider of wealth management services, supporting financial professionals, institutions, and individual investors. With a comprehensive suite of tools and resources, LPL Financial enables advisors to build their businesses and provide personalized financial advice. They offer a wealth management platform, consulting services, technology integration, investment research, and support for both organic and inorganic growth for businesses and advisors. LPL Financial also focuses on sustainable investing and social responsibility while maintaining robust regulatory oversight.
Independent Broker/Dealer • Institution Services • RIA • Independent Advisors • Custom Clearing Services
Regional Investment Director
March 5
🏄 California – Remote
🤠 Texas – Remote
+1 more states
💵 $198.9k - $331.5k / year
⏰ Full Time
🔴 Lead
💸 Financial Planning and Analysis
🦅 H1B Visa Sponsor
LPL Financial
LPL Financial is a leading provider of wealth management services, supporting financial professionals, institutions, and individual investors. With a comprehensive suite of tools and resources, LPL Financial enables advisors to build their businesses and provide personalized financial advice. They offer a wealth management platform, consulting services, technology integration, investment research, and support for both organic and inorganic growth for businesses and advisors. LPL Financial also focuses on sustainable investing and social responsibility while maintaining robust regulatory oversight.
Independent Broker/Dealer • Institution Services • RIA • Independent Advisors • Custom Clearing Services
📋 Description
• Lead a team of Financial Advisors and Sales Assistants • Drive execution against program goals and management objectives • Manage headcount & AUM growth • Foster relationships with retail bank partners • Recruit talented Advisors • Develop strategic plan initiatives • Ensure adherence to client-centricity • Collaborate with stakeholders
🎯 Requirements
• Bachelor's Degree (concentrations in: Finance, Economics, Marketing or other business related fields) • Minimum of 10+ years of experience in the Financial Services sector • FINRA Series 9 & 10 or Series 24 • Series 7, 63 and 65 or 66 and Life & Health Insurance License • MS-Word, MS-PowerPoint, MS-Outlook, MS-Excel
🏖️ Benefits
• 401K matching • health benefits • employee stock options • volunteer time off • discretionary bonus
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