Audit Senior Managing Director - Regulatory Compliance

March 18

🦌 Connecticut – Remote

Although this job is listed in Connecticut, this company may be open to hiring remote in other states.

🗽 New York – Remote

Although this job is listed in New York, this company may be open to hiring remote in other states.

+2 more states

🦌 Connecticut – Remote 🗽 New York – Remote 🍂 Massachusetts – Remote ⚓ Rhode Island – Remote

💵 $195k - $240k / year

⏰ Full Time

🟠 Senior

🚔 Compliance

🦅 H1B Visa Sponsor

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Webster Bank

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Webster Bank is a financial services company that offers a wide range of banking solutions for individuals, small business owners, and commercial entities. It provides personal and business checking and savings accounts, loans, mortgages, and investment services, as well as wealth management and retirement planning. Webster Bank emphasizes digital convenience through mobile and online banking platforms while also providing personalized assistance from dedicated relationship managers. The bank is committed to serving diverse industries and communities, with specialized offerings in areas like healthcare, manufacturing, and government banking. Webster Bank is dedicated to helping clients achieve their financial goals through tailored solutions and expert guidance, ensuring security and trust are maintained at all times.

Commercial Banking • HSA Bank • Consumer Bank • Small Business • Asset Based Lending

1001 - 5000 employees

Founded 1935

🏦 Banking

💸 Finance

💳 Fintech

📋 Description

• Internal Audit provides independent assurance and guidance across all lines of business • This role reports to the Deputy Chief Audit Executive, with people leadership responsibilities • Overseeing, developing and executing internal audit strategy and coverage for regulatory compliance risks • Maintains overall ownership for risk assessment and audit strategy execution across multiple LOBs • Leverages data analytics to drive insights and efficiency • Manages and influences cross functional resources • Ensures adequacy of resources through hiring practices and/or co-sourcing

🎯 Requirements

• Bachelor's Degree (Masters preferred) in a related field required • 14+ years of experience of experience auditing (internally or externally) financial services companies with 8+ in a management capacity • Strong understanding of compliance risks and regulatory requirements for banks approaching the $100 billion threshold • Expertise in OCC heightened standards and regulatory compliance of FRB Category IV financial institutions • Strategic thinker and ability to lead and influence in a fast-paced, evolving regulatory environment • Strong verbal and written communication, organization, analytical and project management skills • Experience using Microsoft Excel, Visio, Word, PowerPoint and data analytics tools (e.g., SQL, Python, ACL, Tableau) • Certification required (One or more of) including but not limited to CPA, CIA, CERP, CRCM, CAMS, CISA • Working knowledge of audit practices and standards • High level of integrity and commitment to ethical standards and Bank values