Manager - Audit Risk

October 15

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Webster Bank

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Commercial Banking • HSA Bank • Consumer Bank • Small Business • Asset Based Lending

1001 - 5000

Description

• The Audit Manager is responsible for carrying out audit planning, fieldwork and reporting of assurance and advisory engagements. • Communicating observations and recommendations to senior management, coaching staff, and staying current on risks and controls specific to set portfolio of responsibilities. • Lead audit engagements over Risk Management functions and execute testing of the design and operating effectiveness of controls and compliance with laws, regulations, and policies specific to dedicated portfolio elements. • Execute Internal Audit's OCC Heightened Standards Assurance Program. • Identify risks and controls in business processes. • Prepare and/or review detailed audit documentation. • Identify and communicate control weaknesses and instances of non-compliance. • Develop recommendations to improve the control environment. • Prepare written audit reports and issue rating evaluations to include audit objectives, scope, observations, and final recommendations. • Execute validation procedures according to department procedures. • Participate in day-to-day dedicated audit portfolio management. • Participate in the department’s semi-annual risk assessment process for dedicated portfolio. • Monitor business, industry and economic activities for dedicated portfolio. • Maintain and continuously improve technical auditing, banking industry, and automation (data analytics) expertise. • Develop and maintain cooperative working relationships with internal and external stakeholders and contribute to preparation of executive presentations. • Provides indirect people management responsibilities. • Contribute to the department’s strategic initiatives.

Requirements

• Six plus years of experience in Risk or Audit (internal or external). • Bachelor’s degree in related field required. • Prior Banking Industry experience, specifically with exposure to OCC Heightened Standards and risk management practices at large financial institutions. • Strong verbal and written communication, organization, analytical and project management skills. • Experience using Microsoft Excel, Visio, Word, PowerPoint, and data analytics tools. • Experience with Wolters Kluwer TeamMate+. • Certification required within 12 months of joining the department, including but not limited to CPA, CIA, CISA, CFA, CERP.