Independent Broker/Dealer • Independent Advisors • Financial Services • Financial Planning • Wealth Management Firm Growth Consultants
201 - 500
November 13
🇺🇸 United States – Remote
💵 $65k - $75k / year
⏰ Full Time
🟢 Junior
🟡 Mid-level
🧐 Analyst
🗽 H1B Visa Sponsor
Independent Broker/Dealer • Independent Advisors • Financial Services • Financial Planning • Wealth Management Firm Growth Consultants
201 - 500
• Perform trade surveillance reviews • Monitor daily surveillance reports using exception reports • Review trade alerts and raise findings • Analyze exception report data for trending purposes • Assist with inquiries and exams, review electronic communications • Maintain compliance books and records • Develop annual test plans • Identify issues and develop action plans • Follow up on issues and track remediation
• Bachelor’s degree or 2+ years of compliance experience • 2+ years of financial services experience • FINRA series 7, 24 and 63 (or 65) licenses required or ability to acquire in 6 months • Strong analytical and problem-solving skills • Excellent interpersonal and communication skills • Possess adaptability/flexibility and organizational sense • Able to work collaboratively with the team
Apply NowNovember 12
10,000+
Charge Integrity Analyst for UW Health to assist with charge reconciliation.
November 12
51 - 200
Entry-level analyst supporting homeless assistance programs for Cloudburst Consulting Group.
November 12
10,000+
Sutter Health seeks an analyst for Epic applications Cadence and Prelude.
🇺🇸 United States – Remote
💵 $44 - $66 / hour
💰 Grant on 2016-11
⏰ Full Time
🟢 Junior
🧐 Analyst
🗽 H1B Visa Sponsor
November 12
1001 - 5000
Supervising Clinician overseeing ABA Therapy for Centria's clients.