Wealthfront
Wealthfront is a financial technology company specializing in automated investment services and financial planning tools. It offers a range of services including automated bond ladders, cash management with a competitive annual percentage yield, and comprehensive long-term investment strategies utilizing diversified index funds. Wealthfront's platform is recognized for its ease of use and efficient automation in managing savings, investments, and retirement funds. The company's offerings include FDIC-insured cash accounts, advisory services, tax-loss harvesting, and personalized investment portfolios. Wealthfront aims to help individuals grow their wealth through accessible, low-cost financial solutions tailored to individual risk preferences and financial goals.
personal finance • investment management • portfolio management • software • financial planning
Senior Compliance Associate - Compliance Operations
March 20
Wealthfront
Wealthfront is a financial technology company specializing in automated investment services and financial planning tools. It offers a range of services including automated bond ladders, cash management with a competitive annual percentage yield, and comprehensive long-term investment strategies utilizing diversified index funds. Wealthfront's platform is recognized for its ease of use and efficient automation in managing savings, investments, and retirement funds. The company's offerings include FDIC-insured cash accounts, advisory services, tax-loss harvesting, and personalized investment portfolios. Wealthfront aims to help individuals grow their wealth through accessible, low-cost financial solutions tailored to individual risk preferences and financial goals.
personal finance • investment management • portfolio management • software • financial planning
📋 Description
• Wealthfront is seeking an experienced and talented Senior Compliance Associate to join our Compliance Operations Team, with a specialized focus on marketing and advertising compliance. • A successful candidate will ensure that all marketing and advertising communications comply with regulatory requirements, including the SEC Marketing Rule and FINRA Rule 2210. • This role requires a strong understanding of financial products and services and the regulatory landscape governing marketing and communications in the investment services industry. • This role will work closely with other members of the Legal and Compliance department and collaborate with all other departments including the Communications, Marketing, Product, Design, Engineering, Product Support, and People Operations teams.
🎯 Requirements
• BA/BS degree. • 4+ years of relevant experience. • FINRA Series 7 (required) • FINRA Series 24 preferred • Willingness to obtain other registrations and/or licenses as necessary.
🏖️ Benefits
• medical • vision • dental • 401K plan • generous time off • parental leave • wellness reimbursements • professional development • employee investing discount
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