Risk and Compliance Manager - Audit

2 days ago

Apply Now

Receive Emails with Similar Jobs

Webster Bank

WebsiteLinkedInAll Job Openings

Commercial Banking • HSA Bank • Consumer Bank • Small Business • Asset Based Lending

1001 - 5000

Description

• Audit Manager carries out audit planning, fieldwork and reporting of assurance and advisory engagements. • Communicates observations and recommendations to senior management. • Coaches staff and stays current on risks and controls. • Identifies risks and controls in business processes. • Prepares and/or reviews detailed audit documentation. • Identifies and communicates control weaknesses and instances of non-compliance. • Develops recommendations to improve the control environment. • Prepares written audit reports and issue rating evaluations. • Executes validation procedures according to department procedures. • Participates in day-to-day dedicated audit portfolio management. • Monitors business, industry, and economic activities for dedicated portfolio.

Requirements

• Six plus years of experience auditing (internally or externally). • CRCM certification highly preferred. • Experience auditing bank regulatory compliance required. • Experience auditing legal and corporate responsibility preferred. • Bachelor’s degree in Accounting or related field required. • Strong verbal and written communication, organization, analytical and project management skills. • Experience using Microsoft Excel, Visio, Word, PowerPoint, and data analytics tools. • Experience with Wolters Kluwer TeamMate+ a plus. • Certification required within 12 months of joining the department, including but not limited to CPA, CIA, CISA, CFA, FRM, CRCM.