FINRA is a not-for-profit, self-regulatory organization that oversees the securities industry in the United States, ensuring market integrity and investor protection. It provides various services, including compliance tools, dispute resolution forums, and regulatory guidance for member firms and industry professionals. Additionally, FINRA is involved in educational initiatives and market surveillance, aiming to prevent fraud and insider trading.
4 days ago
๐บ๐ธ United States โ Remote
๐ต $120k - $150k / year
โฐ Full Time
๐ Senior
๐ด Lead
๐ฐ Business Development (BDR)
FINRA is a not-for-profit, self-regulatory organization that oversees the securities industry in the United States, ensuring market integrity and investor protection. It provides various services, including compliance tools, dispute resolution forums, and regulatory guidance for member firms and industry professionals. Additionally, FINRA is involved in educational initiatives and market surveillance, aiming to prevent fraud and insider trading.
โข High-energy, inclusive atmosphere โข Company focused on work/life balance โข Role involves initiating and fostering relationships with prospective Commonwealth advisors โข Cultivating and maintaining relationships with prospects and existing advisors โข Collaborating with the Transition team for smooth transition experiences
โข 10+ years of experience in the financial services industry with direct broker/dealer and RIA recruiting experience โข Securities registration preferred โข Experience with Salesforce CRM software preferred โข Ability to travel up to 30 percent of the time
โข Generous bonus and 401(k) programs โข Tuition reimbursement โข Flexible work schedules โข Incredible health care benefits
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